Woofter, M.D. v. Benitez (Tex.App.- Houston [1st Dist.] Nov. 19, 2009)(Sharp)
(HCLC, denial of defendant's motion to dismiss affirmed, sufficiency of expert report in med-mal case)
AFFIRM TRIAL COURT JUDGMENT: Opinion by Justice Sharp
Before Justices Jennings, Higley and Sharp
01-09-00161-CV Aaron Lee Woofter, M.D. Danny Chu, M.D., Johnathan Charles Daniel, M.D. and Fred Milton
Sutton, Jr. M.D. v. Molly Benitez, Individually and as Representative of the Estate and Kazi M. Islam
Appeal from Probate Court No 1 of Harris County
Trial Court Judge: The Honorable Kathleen S Stone
MEMORANDUM OPINION
In their sole issue on this interlocutory appeal, Doctors Aaron Lee Woofter, M.D., Danny Chu, M.D., Jonathan
Charles Daniel, M.D., and Fred Milton Sutton, Jr. M.D. (collectively, “the doctors” or “appellants”) contend that the
court abused its discretion when it declined to dismiss the medical malpractice suit pending against them.
We affirm.
Background
During the course of her chemotherapy for tonsil cancer, Andrea Islam had difficulty eating and was becoming
malnourished. In an attempt to alleviate these conditions, Dr. Woofter and Dr. Sutton inserted a percutaneous
endoscopic gastrostomy (PEG) tube into Islam’s stomach but tore her esophagus. A barium swallow study was
administered that revealed a leak and Dr. Chu and Dr. Daniel performed surgery to repair the tear. Islam later
died of respiratory failure. Brought by her surviving heirs (collectively, “the family”), this medical negligence case
claims Islam died of aspiration pneumonia resulting from the barium leaking from her esophagus into adjacent
tissue.
The family timely served the doctors with the required report and curriculum vitae of their expert, Mark S. Sanders,
M.D. The doctors objected to the sufficiency of the expert report and filed a motion to dismiss.[1] After the family
filed a response and a request for a 30-day extension to cure any deficiency and a hearing was held on the
matter, the doctors’ motion to dismiss was denied. That ruling was previously appealed to this Court, and, finding
that report to be deficient, we held that the trial court’s denial of the doctors’ challenge to the Sanders expert
report was error. Specifically, we found that the report failed to provide a sufficient basis for the trial court to find
that Dr. Sanders, an orthopedic surgeon, was qualified to opine on the appropriate standards of care for
gastroenterologists, Dr. Chu and Dr. Daniel, or cardiothoracic surgeons, Dr. Woofter and Dr. Sutton. Woofter v.
Benitez, No. 01-06-01123-CV, 2008 WL 2466223 (Tex. App.—Houston [1st Dist.] June 19, 2008, no pet.) (mem.
op.).
Following a 30-day extension, the family submitted expert reports and curricula vitae for two new experts: Todd
Eisner, M.D. and M. Wayne Flye, M.D. The doctors objected to the sufficiency of these expert reports as well and
filed another motion to dismiss. After the family filed a response and a request for a 30-day extension to cure any
deficiency, the trial court denied doctors’ motion to dismiss and this interlocutory appeal ensued.
Discussion
Appellants assert that the trial court abused its discretion when it found the expert reports of Drs. Eisner and Flye
to be sufficient.[2]
I. Applicable Law
A. Standard of Review
We review all rulings on section 74.351 under an abuse of discretion standard. Am. Transitional Care Ctrs. v.
Palacios, 46 S.W.3d 873, 877 (Tex. 2001). A trial court abuses its discretion if it acts in an arbitrary or
unreasonable manner or without reference to any guiding rules or principles. See Walker v. Gutierrez, 111 S.W.
3d 56, 62 (Tex. 2003). When reviewing matters committed to the trial court’s discretion, we may not substitute our
own judgment for that of the trial court. Walker v. Packer, 827 S.W.2d 833, 839 (Tex. 1992). A trial court does not
abuse its discretion merely because it decides a discretionary matter differently than an appellate court would in a
similar circumstance. See Downer v. Aquamarine Operators, Inc., 701 S.W.2d 238, 242 (Tex. 1985).
Although we defer to the trial court’s factual determinations, we review questions of law de novo. Rittmer v. Garza,
65 S.W.3d 718, 722 (Tex. App.—Houston [14th Dist.] 2001, no pet.). To the extent resolution of the issue before
the trial court requires interpretation of the statute itself, we apply a de novo standard. Buck v. Blum, 130 S.W.3d
285, 290 (Tex. App.—Houston [14th Dist.] 2004, no pet.).
B. Chapter 74 Expert Report Requirements
Section 74.351 imposes a threshold to prevent frivolous or premature lawsuits from proceeding until a good-faith
effort has been made to demonstrate that at least one expert believes that a breach of the applicable standard of
care caused the claimed injury. Wilson-Everett v. Christus St. Joseph, 242 S.W.3d 799, 803 (Tex. App.—Houston
[14th Dist.] 2007, pet denied) (citing Murphy v. Russell, 167 S.W.3d 835, 838 (Tex. 2005); Walker v. Gutierrez,
111 S.W.3d 56, 66 (Tex. 2003)).
In reviewing whether an expert report complies with Chapter 74, we evaluate whether the report “represents a
good-faith effort” to comply with the statute. Strom v. Mem’l Hermann Hosp. Sys., 110 S.W.3d 216, 221 (Tex. App.
—Houston [1st Dist.] 2003, pet. denied). Although the report does not need to marshal all of the plaintiff’s proof, it
must include the expert’s opinions on the three statutory elements—standard of care, breach, and causation. See
Palacios, 46 S.W.3d at 878, 880; Spitzer v. Berry, 247 S.W.3d 747, 750 (Tex. App.—Tyler 2008, pet. denied)
(quoting Palacios, 46 S.W.3d at 880) (stating “fair summary” is “something less than a full statement” of the
applicable standard of care, how it was breached, and how that breach caused the injury). In detailing these
elements, the report must provide enough information to fulfill two purposes if it is to constitute a good faith effort.
First, it must inform the defendant of the specific conduct that the plaintiff has called into question. Palacios, 46 S.
W.3d at 879. Second, it must provide a basis for the trial court to conclude that the claims have merit. Id. A
report that merely states the expert’s conclusions as to the standard of care, breach, and causation does not fulfill
these two purposes. Id. The expert must explain the basis for his statements and link his conclusions to the facts.
Bowie Mem’l Hosp. v. Wright, 79 S.W.3d 48, 52 (Tex. 2002) (citing Earle v. Ratliff, 998 S.W.2d 882, 890 (Tex.
1999)). Furthermore, in assessing the report’s sufficiency, the trial court may not draw any inferences, and
instead must rely exclusively on the information contained within the report’s four corners. See Palacios, 46 S.W.
3d at 878. A report’s adequacy does not depend on whether the expert uses any particular “magic words.”
Spitzer, 247 S.W.3d at 750 (quoting Wright, 79 S.W.3d at 53).
Medical malpractice plaintiffs must provide each defendant physician and health care provider with an expert
report within 120 days of filing suit or voluntarily nonsuit the action. Tex. Civ. Prac. & Rem. Code Ann. § 74.351(a)
(Vernon Supp. 2008). A defendant may then file an objection to the sufficiency of the report within 21 days after
the date the report was served. See id. A defendant may also file a motion seeking dismissal of the claims and
attorneys’ fees and costs. See id. § 74.351(b) (providing that if sufficient expert report not timely served in
accordance with subsection (a), court shall, on motion of affected defendant, enter order dismissing claim with
prejudice with respect to movant and awarding movant reasonable attorney’s fees and costs). The trial court shall
grant the motion only if it appears, after hearing, that the report does not represent a good faith effort to comply
with the statutory definition of an expert report. See id. § 74.351(1).
An “expert report” under Chapter 74 is
(1) a written report
(2) by an expert
(3) that provides, as to each defendant, a “fair summary” of the expert’s opinions as of the date of the report
regarding
(a) applicable standards of care
(b) the manner in which the care provided failed to meet the standards; and
(c) the causal relationship between that failure and the injury, harm, or damages claimed.
See id. § 74.351(r)(6); Palacios, 46 S.W.3d at 877. For a document to be considered an “expert report” for the
purposes of subsection 74.351(r)(6), it must be rendered by someone qualified to testify as an expert on the
relevant medical subject area. Hansen v. Starr, 123 S.W.3d 13, 19 (Tex. App.—Dallas 2003, pet. denied).
II. Adequacy of Expert Reports
Appellants assert that neither the Eisner report nor the Flye report satisfy the requirements of section 74.351.
A. Appellants’ Arguments as to Dr. Flye
Appellants assert that Dr. Flye’s report is generally inadequate as to all four defendant physicians because (1) it
does not address the actions of each physician individually; (2) a copy of the autopsy report relied upon by Dr.
Flye to establish causation is not attached; (3) the report does not set forth the qualifications of the pathologist
who performed the autopsy upon which Dr. Flye relied for his causation opinions; and (4) no causation is shown
because it does not demonstrate that Islam’s life expectancy accorded her more than a 50% chance to survive.
As to Drs. Daniel and Chu, specifically, appellants argue that Dr. Flye’s report is inadequate because (1) it makes
no allegations of a violation of a standard of care against either of them individually; and (2) to the extent that it
does address the standard of care and causation elements, these sections of the report are conclusory as to Drs.
Daniel and Chu.
Appellants also argue that the Dr. Flye report is inadequate as to Drs. Sutton and Woofter because (1) Dr. Flye is
not qualified to offer opinions regarding the standard of care for either Drs. Sutton or Woofter; (2) the report
makes no allegations of a violation of a standard of care against either Drs. Woofter or Sutton individually or for
the procedure in which they were involved; (3) the report criticizes Dr. Woofter for a procedure in which he was not
involved; and (4) to the extent that it does address the standard of care and causation elements, these sections of
the report are conclusory as to Drs. Sutton and Woofter.
B. Qualifications of Experts
Appellants argue that Dr. Flye, a thoracic surgeon, is not qualified to opine as to the applicable standard of care
for gastroenterologists Dr. Sutton’s and Dr. Woofter’s endoscopic placement of a PEG tube.
An expert providing opinion testimony regarding whether a physician departed from the accepted standards of
care must satisfy the requirements set forth in section 74.401. Tex. Civ. Prac. & Rem. Code Ann. § 74.351(r)(5)
(A). Section 74.401 provides in pertinent part:
(a) In a suit involving a health care liability claim against a physician for injury to or death of a patient, a person
may qualify as an expert witness on the issue of whether the physician departed from accepted standards of
medical care only if the person is a physician who:
(1) is practicing medicine at the time such testimony is given or was practicing medicine at the time the claim
arose;
(2) has knowledge of accepted standards of medical care for the diagnosis, care, or treatment of the illness,
injury, or condition involved in the claim; and
(3) is qualified on the basis of training or experience to offer an expert opinion regarding those accepted
standards of medical care.
Tex. Civ. Prac. & Rem. Code Ann. § 74.401(a) (Vernon Supp. 2008).
An expert testifying in a medical malpractice case need not be a specialist in the particular branch of the
profession for which testimony is offered; the statute setting out the requisite qualifications focuses not on the
defendant doctor’s area of expertise, but on the condition involved in the claim. Blan v. Ali, 7 S.W.3d 741, 745
(Tex. App.—Houston [14th Dist.] 1999, no pet.). Where two fields of medicine overlap, and a procedure is
common to more than one field, a physician in one of these fields may opine as to the standard of care for that
procedure in the other field. See Keo v. Vu, 76 S.W.3d 725, 732 (Tex. App.—Houston [1st Dist.] 2002, pet.
denied). A trial court’s decision on whether a physician is qualified to offer an expert opinion in a health care
liability claim is reviewed under an abuse of discretion standard. Moore v. Gatica, 269 S.W.3d 134, 139 (Tex. App.
—Fort Worth 2008, pet. denied).
Dr. Flye, who is board certified in thoracic surgery, is currently Chief of Thoracic Surgery at St. Louis Veterans
Administration Hospital, St. Louis, Missouri, and Chief of Surgery, Department of Surgery, Saint Louis Connect
Care Health Systems, St. Louis, Missouri. Appellants do not argue that Dr. Flye is not qualified to opine as to the
applicable standard of care for cardiothoracic surgeons Drs. Daniel and Chu, nor do they argue that Dr. Flye is
not qualified to offer an opinion as to the causal relationship between the injury, harm, or damages claimed and
the alleged departure from the applicable standard of care with regard to any of the four defendant physicians.
They do, however, challenge Dr. Flye’s qualifications to opine as to the applicable standard of care for
gastroenterologists Drs. Sutton and Woofter with regard to the placement of a PEG tube.
In his report, Dr. Flye states in pertinent part:
I am familiar with the standard of care for the placement of a PEG tube, repair of an esophageal perforation and
the use of a barium swallow…I have placed a PEG tube hundreds of times. I am knowledgeable as to the standard
of care for surgeons for the care of patients such as Mrs. Islam.
Appellants argue that Dr. Flye’s statement that he had “placed a PEG tube hundreds of times” was insufficient
because Dr. Flye was required to affirmatively state in his report that his experience placing percutaneous
endoscopic gastrostomy tubes included placing them endoscopically, rather than surgically. The family argues
that Dr. Flye did not need to go into such detail in his report. Appellees further argue that the allegations against
Drs. Woofter and Sutton pertain to their decision to use a PEG tube and the manner in which the doctors inserted
it, and, as a thoracic surgeon who has placed a PEG “hundreds of times,” Dr. Flye is more than sufficiently
qualified to opine as to these basic thoracic issues. According to his curriculum vitae, Dr. Flye is a member of the
American Gastroenterological Association and he has experience with endoscopic and laparoscopic procedures.
See Lively v. Blackwell, 51 S.W.3d 637, 639 n.1 (Tex. App.—Tyler 2001, pet. denied) (noting that laparoscopic
surgery belongs to the broader field of endoscopy). In light of these factors, we conclude that the trial court did
not act without reference to guiding rules or principles when determining that Dr. Flye was qualified to opine on the
standard of care for gastroenterologists Drs. Sutton and Woofter. See Broders v. Heise, 924 S.W.2d 148, 153
(Tex. 1996).
C. Standard of Care and Breach
Appellants also contend that Dr. Flye’s report is inadequate because it fails to address the actions of each
physician individually; it does not allege that any of the four defendant physicians violated a standard of care; and,
to the extent that it does address the standard of care element, these portions of the report are conclusory as to
all four defendant physicians.
In his report, Dr. Flye divides the four defendants into two groups: Drs. Woofter and Sutton (the
gastroenterologists who placed the PEG tube and perforated Islam’s esophagus) and Drs. Daniel and Chu (the
thoracic surgeons who repaired the esophageal perforation and administered the barium swallow study). With
respect to Drs. Woofter and Sutton, Dr. Flye states:
The standard of care for Dr. Woofter and Dr. Sutton in the situation described above required them to not
perforate [Andrea Islam’s] esophagus during the attempted PEG placement. Specifically, it was the (sic) breach of
the standard of care to perforate the esophagus. Additionally, the doctors Woofter and Sutton were aware that
Mrs. Islam suffered from squamous cell carcinoma of the right tonsil and had undergone chemotherapy and
radiation treatment prior to the attempted PEG placement. Because of the cancer of the esophagus, Drs. Woofter
and Sutton should not have attempted to place the PEG tube. Unfortunately, they did proceed. Drs. Woofter and
Sutton should have used extreme caution during the procedure so as not to perforate her esophagus. It is my
opinion, based upon a reasonable degree of medical probability, that in perforating Mrs. Islam’s esophagus, Dr.
Woofter and Dr. Sutton breached the standard of care. This breach was a proximate cause of Mrs. Islam’s death
on August 15, 2005.
With respect to Drs. Daniel and Chu, Dr. Flye opines, in pertinent part:
It is my opinion, based upon a reasonable degree of medical probability, that in failing to repair Mrs. Islam’s
esophageal perforation, Dr. Daniel and Dr. Chu breached the standard of care. Additionally, it is my opinion,
based upon a reasonable degree of medical probability, that in ordering a barium swallow, Dr. Daniel and Dr. Chu
breached the standard of care. These breaches were the proximate causes of Mrs. Islam’s death on August 15,
2005.
It is true that Dr. Flye incorrectly states that “It is my opinion that Dr. Woofter and his surgical team deviated from
the standard of care in the treatment of Mrs. Islam” when discussing the use of the barium swallow, when he
should have said Daniel and Chu.[3] However, it is also apparent from the four corners of the report that Dr. Flye
understood that Drs. Daniel and Chu were involved in the decision to administer the barium swallow study, not Drs.
Woofter and Sutton. In any event, Dr. Flye’s other statements make it clear that he has informed Drs. Woofter and
Sutton of their specific conduct that appellees have called into question—attempting placement of a PEG tube and
the resulting esophageal perforation. See Palacios, 46 S.W.3d at 879 (stating that expert report must inform
defendant of specific conduct plaintiff has called into question and provide basis for trial court to conclude that
claims have merit). Dr. Flye has also informed Drs. Chu and Daniel of their specific conduct that appellees have
called into question—the improper repair of the esophageal perforation and the ordering of a barium swallow. See
id.
The doctors rely upon Taylor v. Christus Spohn Health System Corp., Rittmer v. Garza, Doades v. Syed, and In re
Boone to support their contention that Dr. Flye’s report is inadequate as to the standard of care and breach
because it collectively refers to groups of doctors rather than setting forth individual standards as to each
defendant physician. See Taylor v. Christus Spohn Health Sys. Corp., 169 S.W.3d 241, 243 (Tex. App.—Corpus
Christi 2004, no pet.); Rittmer v. Garza, 65 S.W.3d 718, 721 (Tex. App.—Houston [14th Dist.] 2001, no pet.);
Doades v. Syed, 94 S.W.3d 664, 671–72 (Tex. App.—San Antonio 2002, no pet.); In re Boone, 223 S.W.3d 398,
405–06 (Tex. App.—Amarillo 2006, no pet.). We find each of these cases distinguishable.
In Taylor, the defendants included a hospital, a doctors’ association, an emergency room physician, and a
cardiologist, and the expert failed to state what each defendant should have done to meet the standard of care
and failed to do, and how the failure led to the patient’s death. Taylor, 169 S.W.3d at 245–46. In Doades, the
expert report combined the standard of care, breach, and causation into a general assertion that that treating
physician and nurse “[failed] to properly monitor Doades and . . . [failed] to timely identify and properly treat [his]
condition,” a statement the court of appeals deemed conclusory. Doades, 94 S.W.3d 664, 668, 671–72. Here,
Flye’s report comments on the failure of a uniform duty owed by two doctors to the same patient. And, also unlike
Taylor and Doades, Flye specifically names the individual doctors, identifies their specific negligent actions, and
discusses their failures according to the standard of care that group of doctors owed to Islam.
In Rittmer, the plaintiff conceded that her report failed to set out specific standards of care for two distinct
specialists—an oncologist performing a mastectomy and a plastic surgeon performing reconstructive surgery.
Rittmer, 65 S.W.3d at 722. Again, this is distinct from Dr. Flye’s clear articulation of two separate standards of
care—one for Drs. Woofter and Sutton (the gastroenterologists who placed the PEG tube and perforated Islam’s
esophagus) and the second for Drs. Daniel and Chu (the thoracic surgeons who repaired the esophageal
perforation and administered the barium swallow study).
Appellants also argue that, while it may be acceptable to group defendants under certain circumstances, the
expert must establish that the same standard of care applies to the physicians he groups together. In re Boone,
223 S.W.3d at 405–06. In re Boone, however, does not stand for the proposition that the expert must expressly
state that the same standard applies to a group of defendants. In that case, the expert merely grouped Boone, a
physician’s assistant, together with physicians and a medical association, and discussed one standard of care
applicable to the group. The court concluded that “[w]hile relators may disagree with [the expert’s] opinions
concerning the standard of care applicable to each of those individual defendants, the report contains a fair
summary of his opinions and adequately informs them of the specific conduct called into question.” Id. (citing
Palacios, 46 S.W.3d at 879-80).
The same can be said for the present case. While appellants may disagree with Dr. Flye’s opinions concerning
the standard of care applicable to each individual defendant, his report contains a fair summary of his opinions
and adequately informs each appellant of his specific conduct that is being called into question. Palacios, 46 S.W.
3d at 879–80. This is sufficient to show a “good faith effort” to comply with section 74.351.
The doctors also argue that Dr. Flye’s statements with regard to the standard of care are conclusory as to all four
defendant physicians because Dr. Flye does not inform the defendants of what they should have done, but did not
do. On the contrary, Dr. Flye informs Drs. Woofter and Sutton that, based upon Islam’s medical condition, namely
her cancer of the esophagus, they should have used an NG tube rather than a PEG tube and, having decided to
insert a PEG tube, they should have exercised extreme caution so as not to have perforated Islam’s esophagus.
Dr. Flye also informs Drs. Daniel and Chu that, in his opinion, they should not have ordered the barium study
after Islam’s surgery and Dr. Flye proceeds to set forth a list of acceptable alternative procedures. Having done
so, Dr. Flye has sufficiently informed each of the defendants of what they should have done, but did not do. This
is sufficient to show a “good faith effort” to comply with section 74.351.
D. Causation
Appellants assert that Dr. Flye’s report is conclusory as to causation with respect to all four defendant physicians.
The causation requirement of an expert report in this context must provide information linking the defendant’s
purported breach of the standard of care to the plaintiff’s injury. See Tex. Civ. Prac. & Rem. Code Ann. § 74.351(r)
(6); see also Arkoma Basin Exploration Co. v. FMF Assocs. 1990-A, Ltd., 249 S.W.3d 380, 389 n.32 (Tex. 2008)
(defining conclusory as “[e]xpressing a factual inference without stating the underlying facts on which the inference
is based”). Dr. Flye’s report sets forth a chain of events, involving breaches of the standard of care by each of the
defendant physicians, which resulted in Islam’s death. This is sufficient under section 74.351. See Patel v.
Williams, 237 S.W.3d 901, 905–06 (Tex. App.—Houston [14th Dist.] 2007, no pet.).
Appellants, citing to Jones v. King, 255 S.W.3d 156 (Tex. App.—San Antonio 2008, pet. denied), argue that Flye’s
report is conclusory because he did not attach the autopsy report or qualifications of the pathologist who
performed the autopsy upon which his report relied for causation. The author of the report in Jones relied upon
the opinion and documentation of another physician in addressing causation but did not qualify the other
physician or attach documentation from the other physician. The court of appeals noted that “the report’s
adequacy must be judged solely by its four corners” and rejected the reliance on the other physician’s alleged, but
absent, documentation to satisfy the causation requirement of section 74.351. The family contends that Dr. Flye
was not relying upon the autopsy report to prove causation and that although he refers to the report’s findings,
this mere “observation does not substitute for Dr. Flye’s professional opinion.” Courts have held that, in
addressing causation, a reporting physician may rely on the opinions of other individuals who have rendered
reports or diagnoses. See Kelly v. Rendon, 255 S.W.3d 665, 676 (Tex. App.—Houston [14th Dist.] 2008, no pet.)
(noting that “nothing in the health care liability statute prohibits an otherwise qualified physician from relying on
[another opinion] in the formation of the physician’s own opinion”); see also generally Tex. R. Evid. 703 (stating an
expert may base his opinion on facts or data that is not admissible in evidence if it is of type reasonably relied on
by experts in that particular field). Dr. Flye stated that Islam’s hospital records demonstrated that Islam developed
pneumontitis and aspiration pneumonia, medical conditions from which she never recovered. The records
informed his opinion that Islam’s death resulted from the barium leaking into her lungs and surrounding tissue,
causing her to develop pneumontitis and subsequently die from respiratory failure. Accordingly, it was not an
abuse of discretion for the trial court to find Dr. Flye’s opinions on causation to be sufficient under section 74.351,
a gate-keeping statute intended to weed out frivolous claims.
The doctors also allege that Dr. Flye’s report is insufficient as to causation because he failed to show Islam’s
limited life expectancy allowed her a greater than 50% chance to survive her cancer, citing Flores v. Eakin, No. 03-
07-00477-CV, 2008 WL 3877684 (Tex. App.—Austin 2008, no pet.) (mem. op.). Flores involved an appeal from a
motion for summary judgment granted in favor of appellee physicians. Without citing authority, the doctors argue
that even though Flores involved a motion for summary judgment, its reasoning should be applied to § 74.351
expert reports. Summary judgments, however, are subject to an entirely different standard than the one
presented in this case. Whereas a motion to dismiss seeks to demonstrate that a plaintiff has not satisfied the
procedural requirements of Chapter 74, a motion for summary judgment seeks to demonstrate that the substance
of the claim lacks merit. See Smalling v. Gardner, 203 S.W.3d 354, 367 (Tex. App.—Houston [14th Dist.] 2005,
pet. denied); see also Apodaca v. Russo, 228 S.W.3d 252, 255 (Tex. App.—Austin 2007, no pet.) (expert report is
not required to prove defendant's liability, but rather to provide notice of what conduct forms the basis for plaintiff’s
complaints); Palacios, 46 S.W.3d at 879 (“to avoid dismissal, a plaintiff need not present evidence in the report as
if it were actually litigating the merits. The report can be informal in that the information in the report does not
have to meet the same requirements as the evidence offered in a summary-judgment proceeding or at trial.”). We
therefore find Flores inapplicable.
The two-fold purpose of an expert report under section 74.351 is to inform the defendant of the specific conduct
the plaintiff has called into question, and to provide the trial court with a basis to determine whether the plaintiff's
claims have merit. Patel, 237 S.W.3d at 906. Pursuant to this standard, we conclude that Dr. Flye’s report
sufficiently addresses the element of causation, linking the alleged breaches of the standard of care to Islam’s
death—aspiration pneumonia that developed after barium leaked out of Islam’s improperly repaired esophagus
into her lungs and adjacent tissue. Therefore, keeping in mind that section 74.351 expert reports are a
preliminary method to show a plaintiff has a viable cause of action that is not frivolous or without expert support,
we hold the trial court acted within its discretion in concluding that Dr. Flye’s report complied with section 74.351’s
causation requirement as to all four defendants.
Having concluded that the trial court acted within its discretion in finding Dr. Flye’s report sufficient under the
statute, we need not address the sufficiency of Dr. Eisner’s report. See generally Kelly, 255 S.W.3d at 675–76
(when claimants submitted multiple reports from several doctors and two nurses, sufficiency of reports as to each
appellant would be judged in aggregate, and sufficiency of each individual report was not determinative); Packard
v. Guerra, 252 S.W.3d 511, 525–26 (Tex. App.—Houston [14th Dist.] 2008, pet. denied) (each individual report
need not be adequate; instead, adequacy is based on aggregate content of all reports). We conclude, therefore,
that the court below did not abuse its discretion in denying appellants’ motion to dismiss.
We overrule appellants’ sole issue.
CONCLUSION
We affirm the trial court’s order denying appellants’ motion to dismiss.
Jim Sharp
Justice
Panel consists of Justices Jennings, Higley, and Sharp.
[1] See Tex. Civ. Prac. & Rem. Code Ann. § 74.351(a) (Vernon Supp. 2008) (requiring health care liability
claimants to serve expert reports no more than 120 days after original petition filed and defendant to file and serve
objections to sufficiency of expert report by 21st day after report served, or else objections waived); id. § 74.351
(b) (providing that if sufficient expert report not timely served in accordance with subsection (a), court shall, on the
motion of affected health care liability defendant, enter order dismissing claim with prejudice with respect to
movant and awarding movant reasonable attorney’s fees and costs); id. § 74.351(l) (stating that a court “shall
grant a motion challenging the adequacy of an expert report only if it appears to the court, after hearing, that the
report does not represent an objective good faith effort to comply with the definition of an expert report in
Subsection (r)(6)”).
[2] Specifically, appellants argue that
(1) neither report addresses the actions of each physician individually;
(2) neither report included the qualifications of the pathologist who performed the autopsy nor the autopsy report
upon which he relied to establish causation;
(3) neither expert report shows Islam’s limited life expectancy allowed her a greater than 50% chance to survive
her cancer, thereby failing to show causation;
(4) Dr. Eisner’s report is inadequate as to Dr. Sutton and Dr. Woofter because
(a) it is critical of a procedure in which neither Dr. Sutton nor Dr. Woofter were involved;
(b) it makes no allegations of a violation of a standard of care against either Dr. Woofter or Dr. Sutton; and
(c) the standard of care and causation elements of the report are conclusory as to Dr. Sutton and Dr. Woofter;
(5) Dr. Eisner’s report is inadequate as to Daniel and Chu because
(a) neither Dr. Daniel nor Dr. Chu were named in it;
(b) Dr. Eisner is not qualified to offer opinions regarding the standard of care for either Dr. Daniel or Dr. Chu;
(c) it makes no allegations of a violation of a standard of care against either Dr. Daniel or Dr. Chu; and
(d) the standard of care and causation elements of the report are conclusory as to Dr. Daniel and Dr. Chu;
(6) Dr. Flye’s report is inadequate as to Sutton and Dr. Woofter because
(a) Dr. Flye is not qualified to offer opinions regarding the standard of care for either Dr. Sutton or Dr. Woofter;
(b) it makes no allegations of a violation of a standard of care against either Dr. Woofter or Dr. Sutton individually
or for the procedure in which they were involved;
(c) it criticizes Dr. Woofter for a procedure in which he was not involved; and
(d) the standard of care and causation elements of the report are conclusory as to Dr. Sutton and Dr. Woofter; and
(7) Dr. Flye’s report is inadequate as to Dr. Daniel and Dr. Chu because
(a) it makes no allegations of a violation of a standard of care against either Dr. Daniel or Dr. Chu individually;
(b) the standard of care and causation elements of the report are conclusory as to Dr. Daniel and Dr. Chu.
[3] Appellants argue that because Dr. Flye did not identify the members of Dr. Woofter’s “surgical team,” his
report does not address Drs. Sutton, Daniel or Chu in reference to the barium study. While this is true with regard
to Sutton, it is certainly not the case as to Drs. Daniel and Chu. Dr. Flye clearly states elsewhere in his report that
“in ordering a barium swallow, Dr. Daniel and Dr. Chu breached the standard of care.” Dr. Sutton also argues that
because he is not named in the report with respect to the barium study that Dr. Flye’s expert report is “no report”
to him. This argument, however, ignores that fact that Dr. Flye criticizes Dr. Sutton elsewhere in the report when
discussing the procedure Sutton was actually involved in—the insertion of the PEG tube.